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Futures Surveillance Compliance Associate

Societe Generale

Societe Generale

New York, NY, USA
Posted 6+ months ago

Responsibilities

Trade Surveillance Alerts Review:

  • Review of trade surveillance alerts and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution
  • Participate in the development, testing and implementation of new and existing Trade Surveillance controls
  • Perform user acceptance and reasonability testing of Trade Surveillance controls
  • Contribute to the preparation management metrics and reporting

Projects Participation:

  • Participate in regional and global compliance initiatives and investigations
  • Review and analyze new and/or amended industry rules and regulations
  • Assess new business initiatives and their potential impact to the Trade Surveillance program